PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

Carnegie Capital Asset Management, LLC's Holding History (CIK: 0001511506)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 452,000 Value ($000) $453 Avg Close — Range —
Q3 2015
Shares 250,000 Value ($000) $242 Avg Close — Range —
Q2 2015
Shares 250,000 Value ($000) $252 Avg Close — Range —
Q1 2015
Shares 250,000 Value ($000) $255 Avg Close — Range —