PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

FDx Advisors, Inc.'s Holding History (CIK: 0001566601)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 45,000 Value ($000) $45 Avg Close — Range —
Q1 2018
Shares 45,000 Value ($000) $46 Avg Close — Range —
Q4 2017
Shares 45,000 Value ($000) $46 Avg Close — Range —
Q3 2017
Shares 45,000 Value ($000) $46 Avg Close — Range —
Q2 2017
Shares 45,000 Value ($000) $46 Avg Close — Range —
Q4 2016
Shares 120,000 Value ($000) $123 Avg Close — Range —
Q3 2016
Shares 45,000 Value ($000) $46 Avg Close — Range —