PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

Compagnie Lombard Odier SCmA's Holding History (CIK: 0001615423)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 960,000 Value ($000) $994 Avg Close — Range —
Q4 2017
Shares 960,000 Value ($000) $1,012 Avg Close — Range —
Q3 2017
Shares 1,920,000 Value ($000) $2,000 Avg Close — Range —
Q2 2017
Shares 1,920,000 Value ($000) $2,032 Avg Close — Range —
Q1 2017
Shares 1,920,000 Value ($000) $1,996 Avg Close — Range —
Q4 2016
Shares 960,000 Value ($000) $1,012 Avg Close — Range —
Q3 2016
Shares 960,000 Value ($000) $1,000 Avg Close — Range —
Q2 2016
Shares 960,000 Value ($000) $986 Avg Close — Range —
Q1 2016
Shares 480,000 Value ($000) $455 Avg Close — Range —
Q4 2015
Shares 480,000 Value ($000) $479 Avg Close — Range —
Q3 2015
Shares 480,000 Value ($000) $468 Avg Close — Range —
Q2 2015
Shares 680,000 Value ($000) $705 Avg Close — Range —
Q1 2015
Shares 680,000 Value ($000) $693 Avg Close — Range —
Q4 2014
Shares 600,000 Value ($000) $612 Avg Close — Range —
Q3 2014
Shares 600,000 Value ($000) $623 Avg Close — Range —
Q2 2014
Shares 600,000 Value ($000) $645 Avg Close — Range —
Q1 2014
Shares 600,000 Value ($000) $641 Avg Close — Range —