PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

NewEdge Advisors, LLC's Holding History (CIK: 0001633516)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 65,000 Value ($000) $65 Avg Close — Range —

Q4 2017

Shares 60,000 Value ($000) $61 Avg Close — Range —

Q1 2017

Shares 60,000 Value ($000) $61 Avg Close — Range —

Q4 2016

Shares 60,000 Value ($000) $61 Avg Close — Range —

Q3 2016

Shares 60,000 Value ($000) $61 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	65,000	$65	—	—
Q4 2017	60,000	$61	—	—
Q1 2017	60,000	$61	—	—
Q4 2016	60,000	$61	—	—
Q3 2016	60,000	$61	—	—