PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

Sowell Financial Services LLC's Holding History (CIK: 0001633697)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 185,000 Value ($000) $187 Avg Close — Range —
Q2 2018
Shares 88,000 Value ($000) $89 Avg Close — Range —
Q1 2018
Shares 88,000 Value ($000) $89 Avg Close — Range —
Q4 2017
Shares 92,000 Value ($000) $94 Avg Close — Range —
Q3 2017
Shares 84,000 Value ($000) $86 Avg Close — Range —