PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt's Holding History (CIK: 0001694217)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 11,000,000 Value ($000) $11,030 Avg Close — Range —
Q3 2018
Shares 11,000,000 Value ($000) $11,052 Avg Close — Range —
Q2 2018
Shares 11,000,000 Value ($000) $11,136 Avg Close — Range —
Q1 2018
Shares 11,000,000 Value ($000) $11,238 Avg Close — Range —
Q4 2017
Shares 9,500,000 Value ($000) $9,700 Avg Close — Range —
Q3 2017
Shares 6,500,000 Value ($000) $6,657 Avg Close — Range —
Q2 2017
Shares 6,500,000 Value ($000) $6,713 Avg Close — Range —
Q1 2017
Shares 6,000,000 Value ($000) $6,143 Avg Close — Range —
Q4 2016
Shares 6,000,000 Value ($000) $6,144 Avg Close — Range —