Prospect Capital Corp

CUSIP: 74348TAP7 Class: CONV

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 11,029,000 Value ($000) $10,340 Avg Close — Range —
Q3 2014
Shares 11,147,000 Value ($000) $10,831 Avg Close — Range —
Q2 2014
Shares 11,147,000 Value ($000) $10,853 Avg Close — Range —