PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 1,346,000 Value ($000) $1,358 Avg Close — Range —
Q2 2019
Shares 1,346,000 Value ($000) $1,361 Avg Close — Range —
Q1 2019
Shares 1,106,000 Value ($000) $1,114 Avg Close — Range —
Q4 2018
Shares 1,770,000 Value ($000) $1,755 Avg Close — Range —
Q3 2018
Shares 1,770,000 Value ($000) $1,788 Avg Close — Range —
Q2 2018
Shares 1,770,000 Value ($000) $1,772 Avg Close — Range —
Q1 2018
Shares 1,420,000 Value ($000) $1,425 Avg Close — Range —
Q4 2017
Shares 1,420,000 Value ($000) $1,431 Avg Close — Range —
Q3 2017
Shares 1,420,000 Value ($000) $1,436 Avg Close — Range —