PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

BANK OF AMERICA CORP /DE/'s Holding History (CIK: 0000070858)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 45,000 Value ($000) $45 Avg Close — Range —
Q4 2019
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q3 2019
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q2 2019
Shares 75,000 Value ($000) $76 Avg Close — Range —
Q1 2019
Shares 75,000 Value ($000) $75 Avg Close — Range —
Q4 2018
Shares 65,000 Value ($000) $64 Avg Close — Range —
Q3 2018
Shares 65,000 Value ($000) $65 Avg Close — Range —
Q3 2017
Shares 29,000 Value ($000) $29 Avg Close — Range —