PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

WELLS FARGO & COMPANY/MN's Holding History (CIK: 0000072971)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 396,000 Value ($000) $396 Avg Close — Range —
Q4 2019
Shares 1,491,000 Value ($000) $1,495 Avg Close — Range —
Q3 2019
Shares 1,433,000 Value ($000) $1,441 Avg Close — Range —
Q2 2019
Shares 88,000 Value ($000) $89 Avg Close — Range —
Q1 2019
Shares 88,000 Value ($000) $88 Avg Close — Range —
Q4 2018
Shares 2,070,000 Value ($000) $2,047 Avg Close — Range —
Q3 2018
Shares 70,000 Value ($000) $70 Avg Close — Range —
Q2 2018
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q1 2018
Shares 106,000 Value ($000) $106 Avg Close — Range —
Q4 2017
Shares 35,000 Value ($000) $35 Avg Close — Range —
Q3 2017
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q2 2017
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q1 2017
Shares 40,000 Value ($000) $40 Avg Close — Range —
Q4 2016
Shares 4,775,000 Value ($000) $4,661 Avg Close — Range —
Q3 2016
Shares 25,000 Value ($000) $25 Avg Close — Range —