PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

STATE STREET CORP's Holding History (CIK: 0000093751)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 11,125,000 Value ($000) $11,446 Avg Close — Range —
Q4 2018
Shares 12,175,000 Value ($000) $12,198 Avg Close — Range —
Q3 2018
Shares 12,175,000 Value ($000) $12,532 Avg Close — Range —
Q2 2018
Shares 12,425,000 Value ($000) $12,541 Avg Close — Range —
Q1 2018
Shares 13,125,000 Value ($000) $13,458 Avg Close — Range —
Q4 2017
Shares 12,600,000 Value ($000) $12,771 Avg Close — Range —
Q3 2017
Shares 13,300,000 Value ($000) $13,730 Avg Close — Range —