PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

COMMONWEALTH EQUITY SERVICES, LLC's Holding History (CIK: 0000312272)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 577,000 Value ($000) $576 Avg Close — Range —
Q4 2019
Shares 577,000 Value ($000) $578 Avg Close — Range —
Q3 2019
Shares 577,000 Value ($000) $580 Avg Close — Range —
Q2 2019
Shares 594,000 Value ($000) $599 Avg Close — Range —
Q1 2019
Shares 594,000 Value ($000) $596 Avg Close — Range —
Q4 2018
Shares 619,000 Value ($000) $612 Avg Close — Range —
Q3 2018
Shares 569,000 Value ($000) $573 Avg Close — Range —
Q2 2018
Shares 394,000 Value ($000) $393 Avg Close — Range —
Q1 2018
Shares 242,000 Value ($000) $242 Avg Close — Range —
Q4 2017
Shares 242,000 Value ($000) $243 Avg Close — Range —