PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Thrivent Financial for Lutherans's Holding History (CIK: 0000314984)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 6,500,000 Value ($000) $6,429 Avg Close — Range —
Q3 2018
Shares 6,500,000 Value ($000) $6,549 Avg Close — Range —
Q2 2018
Shares 6,500,000 Value ($000) $6,491 Avg Close — Range —
Q1 2018
Shares 6,500,000 Value ($000) $6,509 Avg Close — Range —
Q4 2017
Shares 10,500,000 Value ($000) $10,552 Avg Close — Range —
Q3 2017
Shares 10,500,000 Value ($000) $10,592 Avg Close — Range —
Q2 2017
Shares 8,500,000 Value ($000) $8,521 Avg Close — Range —
Q1 2017
Shares 8,500,000 Value ($000) $8,394 Avg Close — Range —
Q4 2016
Shares 8,500,000 Value ($000) $8,293 Avg Close — Range —
Q3 2016
Shares 8,500,000 Value ($000) $8,418 Avg Close — Range —
Q2 2016
Shares 6,500,000 Value ($000) $6,165 Avg Close — Range —
Q1 2016
Shares 6,500,000 Value ($000) $5,736 Avg Close — Range —
Q4 2015
Shares 2,500,000 Value ($000) $2,178 Avg Close — Range —
Q3 2015
Shares 2,500,000 Value ($000) $2,262 Avg Close — Range —
Q2 2015
Shares 2,500,000 Value ($000) $2,356 Avg Close — Range —