PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

STIFEL FINANCIAL CORP's Holding History (CIK: 0000720672)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 114,944 Value ($000) $115 Avg Close — Range —
Q4 2019
Shares 125,325 Value ($000) $125 Avg Close — Range —
Q3 2019
Shares 120,752 Value ($000) $120 Avg Close — Range —
Q2 2019
Shares 89,766 Value ($000) $89 Avg Close — Range —
Q1 2019
Shares 240,091 Value ($000) $239 Avg Close — Range —
Q4 2018
Shares 256,185 Value ($000) $259 Avg Close — Range —
Q3 2018
Shares 250,862 Value ($000) $249 Avg Close — Range —
Q2 2018
Shares 228,696 Value ($000) $229 Avg Close — Range —
Q1 2018
Shares 274,361 Value ($000) $274 Avg Close — Range —
Q4 2017
Shares 280,395 Value ($000) $279 Avg Close — Range —
Q3 2017
Shares 256,225 Value ($000) $254 Avg Close — Range —
Q2 2017
Shares 254,638 Value ($000) $254 Avg Close — Range —
Q1 2017
Shares 270,578 Value ($000) $274 Avg Close — Range —
Q4 2016
Shares 112,198 Value ($000) $112 Avg Close — Range —
Q3 2016
Shares 88,931 Value ($000) $90 Avg Close — Range —
Q2 2016
Shares 75,650 Value ($000) $76 Avg Close — Range —
Q4 2015
Shares 60,638 Value ($000) $61 Avg Close — Range —
Q3 2015
Shares 76,500 Value ($000) $77 Avg Close — Range —