PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 145,000 Value ($000) $145 Avg Close — Range —
Q4 2019
Shares 175,000 Value ($000) $175 Avg Close — Range —
Q3 2019
Shares 225,000 Value ($000) $226 Avg Close — Range —
Q2 2019
Shares 225,000 Value ($000) $227 Avg Close — Range —
Q1 2019
Shares 225,000 Value ($000) $226 Avg Close — Range —
Q4 2018
Shares 215,000 Value ($000) $213 Avg Close — Range —
Q3 2018
Shares 135,000 Value ($000) $136 Avg Close — Range —
Q2 2018
Shares 60,000 Value ($000) $60 Avg Close — Range —
Q1 2018
Shares 60,000 Value ($000) $60 Avg Close — Range —
Q4 2017
Shares 80,000 Value ($000) $80 Avg Close — Range —
Q3 2017
Shares 50,000 Value ($000) $50 Avg Close — Range —
Q2 2017
Shares 50,000 Value ($000) $50 Avg Close — Range —
Q1 2017
Shares 50,000 Value ($000) $49 Avg Close — Range —