PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 1,162,000 Value ($000) $1,162 Avg Close — Range —
Q4 2019
Shares 1,127,000 Value ($000) $1,132 Avg Close — Range —
Q3 2019
Shares 1,843,000 Value ($000) $1,854 Avg Close — Range —
Q2 2019
Shares 1,988,000 Value ($000) $2,000 Avg Close — Range —
Q1 2019
Shares 2,229,000 Value ($000) $2,242 Avg Close — Range —
Q4 2018
Shares 2,275,000 Value ($000) $2,257 Avg Close — Range —
Q3 2018
Shares 1,928,000 Value ($000) $1,936 Avg Close — Range —
Q2 2018
Shares 1,937,000 Value ($000) $1,939 Avg Close — Range —
Q1 2018
Shares 1,887,000 Value ($000) $1,887 Avg Close — Range —
Q4 2017
Shares 2,197,000 Value ($000) $2,209 Avg Close — Range —
Q3 2017
Shares 3,121,000 Value ($000) $3,140 Avg Close — Range —
Q2 2017
Shares 2,719,000 Value ($000) $2,700 Avg Close — Range —
Q1 2017
Shares 2,620,000 Value ($000) $2,574 Avg Close — Range —
Q4 2016
Shares 1,545,000 Value ($000) $1,509 Avg Close — Range —
Q3 2016
Shares 2,535,000 Value ($000) $2,488 Avg Close — Range —
Q2 2016
Shares 2,524,000 Value ($000) $2,374 Avg Close — Range —
Q1 2016
Shares 2,146,000 Value ($000) $1,885 Avg Close — Range —
Q4 2015
Shares 2,270,000 Value ($000) $1,970 Avg Close — Range —
Q3 2015
Shares 4,985,000 Value ($000) $4,524 Avg Close — Range —
Q2 2015
Shares 1,935,000 Value ($000) $1,824 Avg Close — Range —