PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

StoneX Group Inc.'s Holding History (CIK: 0000913760)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 16,000 Value ($000) $16 Avg Close — Range —
Q2 2019
Shares 16,000 Value ($000) $16 Avg Close — Range —
Q1 2019
Shares 16,000 Value ($000) $16 Avg Close — Range —
Q4 2018
Shares 16,000 Value ($000) $16 Avg Close — Range —