PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 7,637,000 Value ($000) $7,702 Avg Close — Range —
Q1 2019
Shares 9,872,000 Value ($000) $9,916 Avg Close — Range —
Q4 2018
Shares 32,226,000 Value ($000) $31,875 Avg Close — Range —
Q3 2018
Shares 41,441,000 Value ($000) $41,750 Avg Close — Range —
Q2 2018
Shares 41,500,000 Value ($000) $41,444 Avg Close — Range —
Q1 2018
Shares 36,529,000 Value ($000) $36,576 Avg Close — Range —
Q4 2017
Shares 37,280,000 Value ($000) $37,465 Avg Close — Range —
Q3 2017
Shares 36,702,000 Value ($000) $37,022 Avg Close — Range —
Q2 2017
Shares 34,914,000 Value ($000) $35,000 Avg Close — Range —
Q1 2017
Shares 3,013,000 Value ($000) $2,974 Avg Close — Range —
Q4 2016
Shares 3,013,000 Value ($000) $2,939 Avg Close — Range —
Q3 2016
Shares 3,963,000 Value ($000) $3,915 Avg Close — Range —
Q2 2016
Shares 3,963,000 Value ($000) $3,747 Avg Close — Range —
Q1 2016
Shares 4,148,000 Value ($000) $3,651 Avg Close — Range —
Q4 2015
Shares 4,741,000 Value ($000) $4,105 Avg Close — Range —
Q3 2015
Shares 4,885,000 Value ($000) $4,396 Avg Close — Range —
Q2 2015
Shares 4,885,000 Value ($000) $4,579 Avg Close — Range —