PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

TD Asset Management Inc's Holding History (CIK: 0001056053)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 17,131,000 Value ($000) $17,302 Avg Close — Range —
Q2 2018
Shares 17,131,000 Value ($000) $17,151 Avg Close — Range —
Q1 2018
Shares 17,131,000 Value ($000) $17,196 Avg Close — Range —
Q4 2017
Shares 17,131,000 Value ($000) $17,259 Avg Close — Range —
Q3 2017
Shares 22,131,000 Value ($000) $22,380 Avg Close — Range —
Q2 2017
Shares 22,131,000 Value ($000) $22,242 Avg Close — Range —
Q1 2017
Shares 26,254,000 Value ($000) $26,057 Avg Close — Range —
Q4 2016
Shares 26,254,000 Value ($000) $25,745 Avg Close — Range —
Q3 2016
Shares 23,254,000 Value ($000) $23,094 Avg Close — Range —
Q2 2016
Shares 23,254,000 Value ($000) $22,106 Avg Close — Range —
Q1 2016
Shares 23,254,000 Value ($000) $20,594 Avg Close — Range —
Q4 2015
Shares 21,259,000 Value ($000) $18,522 Avg Close — Range —
Q3 2015
Shares 21,259,000 Value ($000) $19,239 Avg Close — Range —
Q2 2015
Shares 21,259,000 Value ($000) $20,037 Avg Close — Range —