PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 127,000 Value ($000) $127 Avg Close — Range —
Q4 2019
Shares 157,000 Value ($000) $2 Avg Close — Range —
Q3 2019
Shares 162,000 Value ($000) $163 Avg Close — Range —
Q2 2019
Shares 162,000 Value ($000) $163 Avg Close — Range —
Q1 2019
Shares 147,000 Value ($000) $148 Avg Close — Range —
Q4 2018
Shares 147,000 Value ($000) $145 Avg Close — Range —
Q3 2018
Shares 147,000 Value ($000) $148 Avg Close — Range —
Q2 2018
Shares 147,000 Value ($000) $147 Avg Close — Range —
Q1 2018
Shares 147,000 Value ($000) $147 Avg Close — Range —
Q4 2017
Shares 147,000 Value ($000) $148 Avg Close — Range —
Q3 2017
Shares 122,000 Value ($000) $12,307 Avg Close — Range —
Q2 2017
Shares 115,000 Value ($000) $115 Avg Close — Range —
Q1 2017
Shares 70,000 Value ($000) $69 Avg Close — Range —
Q4 2016
Shares 70,000 Value ($000) $68 Avg Close — Range —
Q3 2016
Shares 70,000 Value ($000) $69 Avg Close — Range —
Q2 2016
Shares 70,000 Value ($000) $66 Avg Close — Range —
Q1 2016
Shares 55,000 Value ($000) $48 Avg Close — Range —
Q4 2015
Shares 55,000 Value ($000) $47 Avg Close — Range —
Q3 2015
Shares 55,000 Value ($000) $50 Avg Close — Range —