PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 6,240,000 Value ($000) $5,439 Avg Close — Range —
Q3 2015
Shares 5,540,000 Value ($000) $4,981 Avg Close — Range —
Q2 2015
Shares 5,420,000 Value ($000) $5,106 Avg Close — Range —
Q1 2015
Shares 5,420,000 Value ($000) $5,106 Avg Close — Range —