PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

WEDBUSH SECURITIES INC's Holding History (CIK: 0001142495)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 15,000 Value ($000) $1,513 Avg Close — Range —
Q1 2019
Shares 15,000 Value ($000) $1,507 Avg Close — Range —
Q4 2018
Shares 15,000 Value ($000) $1,484 Avg Close — Range —
Q3 2018
Shares 15,000 Value ($000) $1,511 Avg Close — Range —
Q2 2018
Shares 15,000 Value ($000) $1,498 Avg Close — Range —
Q1 2018
Shares 30,000 Value ($000) $3,004 Avg Close — Range —
Q4 2017
Shares 75,000 Value ($000) $7,538 Avg Close — Range —
Q3 2017
Shares 75,000 Value ($000) $7,566 Avg Close — Range —
Q2 2017
Shares 75,000 Value ($000) $7,519 Avg Close — Range —
Q1 2017
Shares 10,000 Value ($000) $988 Avg Close — Range —
Q4 2016
Shares 10,000 Value ($000) $976 Avg Close — Range —
Q3 2016
Shares 10,000 Value ($000) $988 Avg Close — Range —