PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

INCOME RESEARCH & MANAGEMENT's Holding History (CIK: 0001165830)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 10,233,000 Value ($000) $10,321 Avg Close — Range —
Q1 2019
Shares 10,233,000 Value ($000) $10,280 Avg Close — Range —
Q4 2018
Shares 10,233,000 Value ($000) $10,122 Avg Close — Range —
Q3 2018
Shares 10,233,000 Value ($000) $10,309 Avg Close — Range —
Q2 2018
Shares 10,233,000 Value ($000) $10,219 Avg Close — Range —
Q1 2018
Shares 10,233,000 Value ($000) $10,247 Avg Close — Range —
Q4 2017
Shares 10,233,000 Value ($000) $10,284 Avg Close — Range —
Q3 2017
Shares 10,233,000 Value ($000) $10,323 Avg Close — Range —
Q2 2017
Shares 10,233,000 Value ($000) $10,259 Avg Close — Range —
Q1 2017
Shares 11,033,000 Value ($000) $10,895 Avg Close — Range —
Q4 2016
Shares 12,864,000 Value ($000) $12,550 Avg Close — Range —
Q3 2016
Shares 18,520,000 Value ($000) $18,300 Avg Close — Range —
Q2 2016
Shares 18,738,000 Value ($000) $17,719 Avg Close — Range —
Q1 2016
Shares 19,582,000 Value ($000) $17,244 Avg Close — Range —
Q4 2015
Shares 19,697,000 Value ($000) $17,063 Avg Close — Range —
Q3 2015
Shares 9,935,000 Value ($000) $8,942 Avg Close — Range —
Q2 2015
Shares 9,935,000 Value ($000) $9,314 Avg Close — Range —