PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

CREDIT AGRICOLE S A's Holding History (CIK: 0001191672)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 1,018,000 Value ($000) $1,027 Avg Close — Range —
Q2 2017
Shares 1,018,000 Value ($000) $1,021 Avg Close — Range —
Q1 2017
Shares 1,018,000 Value ($000) $1,005 Avg Close — Range —