PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Radcliffe Capital Management, L.P.'s Holding History (CIK: 0001218275)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 888,000 Value ($000) $888 Avg Close — Range —
Q4 2019
Shares 4,529,000 Value ($000) $4,541 Avg Close — Range —
Q3 2019
Shares 1,295,000 Value ($000) $1,307 Avg Close — Range —
Q2 2019
Shares 1,225,000 Value ($000) $1,239 Avg Close — Range —
Q1 2019
Shares 50,000 Value ($000) $50 Avg Close — Range —
Q4 2018
Shares 72,605,000 Value ($000) $72,082 Avg Close — Range —
Q3 2018
Shares 57,784,000 Value ($000) $58,362 Avg Close — Range —
Q2 2018
Shares 56,674,000 Value ($000) $56,741 Avg Close — Range —
Q1 2018
Shares 35,148,000 Value ($000) $35,274 Avg Close — Range —
Q4 2017
Shares 32,148,000 Value ($000) $32,323 Avg Close — Range —
Q3 2017
Shares 31,238,000 Value ($000) $31,539 Avg Close — Range —
Q2 2017
Shares 23,368,000 Value ($000) $23,493 Avg Close — Range —
Q1 2017
Shares 21,722,000 Value ($000) $21,458 Avg Close — Range —
Q4 2016
Shares 16,740,000 Value ($000) $16,384 Avg Close — Range —
Q3 2016
Shares 16,740,000 Value ($000) $16,536 Avg Close — Range —
Q2 2016
Shares 11,740,000 Value ($000) $11,130 Avg Close — Range —
Q1 2016
Shares 11,740,000 Value ($000) $10,354 Avg Close — Range —
Q4 2015
Shares 11,740,000 Value ($000) $10,253 Avg Close — Range —
Q3 2015
Shares 11,740,000 Value ($000) $10,675 Avg Close — Range —
Q2 2015
Shares 8,740,000 Value ($000) $8,257 Avg Close — Range —