PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Advisors Capital Management, LLC's Holding History (CIK: 0001345576)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 17,253,000 Value ($000) $17,218 Avg Close — Range —
Q4 2019
Shares 17,558,000 Value ($000) $17,626 Avg Close — Range —
Q3 2019
Shares 18,139,000 Value ($000) $18,260 Avg Close — Range —
Q2 2019
Shares 18,454,000 Value ($000) $18,611 Avg Close — Range —
Q1 2019
Shares 17,942,000 Value ($000) $18,071 Avg Close — Range —
Q4 2018
Shares 15,668,000 Value ($000) $15,510 Avg Close — Range —
Q3 2018
Shares 14,935,000 Value ($000) $15,050 Avg Close — Range —
Q2 2018
Shares 13,230,000 Value ($000) $13,212 Avg Close — Range —
Q1 2018
Shares 12,656,500 Value ($000) $12,673 Avg Close — Range —