PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 1,100,000 Value ($000) $1,099 Avg Close — Range —
Q4 2019
Shares 1,100,000 Value ($000) $1,114 Avg Close — Range —
Q2 2019
Shares 1,500,000 Value ($000) $1,524 Avg Close — Range —
Q1 2019
Shares 1,500,000 Value ($000) $1,513 Avg Close — Range —
Q4 2018
Shares 1,500,000 Value ($000) $1,493 Avg Close — Range —
Q3 2018
Shares 1,500,000 Value ($000) $1,534 Avg Close — Range —
Q2 2018
Shares 1,500,000 Value ($000) $1,503 Avg Close — Range —
Q1 2018
Shares 1,500,000 Value ($000) $1,508 Avg Close — Range —
Q4 2017
Shares 1,500,000 Value ($000) $1,508 Avg Close — Range —
Q3 2017
Shares 1,500,000 Value ($000) $1,513 Avg Close — Range —
Q2 2017
Shares 1,500,000 Value ($000) $1,506 Avg Close — Range —
Q1 2017
Shares 1,500,000 Value ($000) $1,481 Avg Close — Range —
Q4 2016
Shares 1,500,000 Value ($000) $1,474 Avg Close — Range —
Q3 2016
Shares 1,000,000 Value ($000) $990 Avg Close — Range —
Q2 2016
Shares 1,000,000 Value ($000) $947 Avg Close — Range —