PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

ENVESTNET ASSET MANAGEMENT INC's Holding History (CIK: 0001407543)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q4 2019
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q3 2019
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q2 2019
Shares 17,000 Value ($000) $17 Avg Close — Range —
Q1 2019
Shares 17,000 Value ($000) $17 Avg Close — Range —
Q4 2018
Shares 17,000 Value ($000) $17 Avg Close — Range —