PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 469,000 Value ($000) $469 Avg Close — Range —
Q4 2019
Shares 469,000 Value ($000) $470 Avg Close — Range —
Q3 2019
Shares 449,000 Value ($000) $452 Avg Close — Range —
Q2 2019
Shares 499,000 Value ($000) $503 Avg Close — Range —
Q1 2019
Shares 532,000 Value ($000) $534 Avg Close — Range —
Q4 2018
Shares 502,000 Value ($000) $497 Avg Close — Range —
Q3 2018
Shares 477,000 Value ($000) $481 Avg Close — Range —
Q2 2018
Shares 452,000 Value ($000) $451 Avg Close — Range —
Q1 2018
Shares 487,000 Value ($000) $488 Avg Close — Range —
Q4 2017
Shares 542,000 Value ($000) $545 Avg Close — Range —
Q3 2017
Shares 265,000 Value ($000) $267 Avg Close — Range —
Q2 2017
Shares 245,000 Value ($000) $246 Avg Close — Range —
Q1 2017
Shares 70,000 Value ($000) $69 Avg Close — Range —
Q4 2016
Shares 70,000 Value ($000) $68 Avg Close — Range —
Q3 2016
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q2 2016
Shares 10,000 Value ($000) $9 Avg Close — Range —
Q1 2016
Shares 10,000 Value ($000) $9 Avg Close — Range —
Q4 2015
Shares 10,000 Value ($000) $9 Avg Close — Range —