PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Voya Financial Advisors, Inc.'s Holding History (CIK: 0001424367)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 365,000 Value ($000) $367 Avg Close — Range —
Q2 2017
Shares 365,000 Value ($000) $368 Avg Close — Range —
Q1 2017
Shares 371,000 Value ($000) $365 Avg Close — Range —
Q4 2016
Shares 371,000 Value ($000) $362 Avg Close — Range —