PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Carnegie Capital Asset Management, LLC's Holding History (CIK: 0001511506)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 744,000 Value ($000) $742 Avg Close — Range —
Q4 2019
Shares 744,000 Value ($000) $747 Avg Close — Range —
Q3 2019
Shares 748,000 Value ($000) $753 Avg Close — Range —
Q2 2019
Shares 748,000 Value ($000) $754 Avg Close — Range —
Q1 2019
Shares 748,000 Value ($000) $752 Avg Close — Range —
Q4 2018
Shares 753,000 Value ($000) $746 Avg Close — Range —
Q2 2018
Shares 210,000 Value ($000) $210 Avg Close — Range —
Q1 2018
Shares 210,000 Value ($000) $212 Avg Close — Range —
Q4 2017
Shares 210,000 Value ($000) $211 Avg Close — Range —
Q3 2017
Shares 235,000 Value ($000) $235 Avg Close — Range —
Q2 2017
Shares 235,000 Value ($000) $237 Avg Close — Range —
Q1 2017
Shares 235,000 Value ($000) $234 Avg Close — Range —
Q4 2016
Shares 245,000 Value ($000) $241 Avg Close — Range —
Q3 2016
Shares 245,000 Value ($000) $241 Avg Close — Range —
Q2 2016
Shares 245,000 Value ($000) $237 Avg Close — Range —