PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Wellesley Asset Management's Holding History (CIK: 0001533551)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 1,384 Value ($000) $1,374 Avg Close — Range —
Q4 2016
Shares 7,347 Value ($000) $7,205 Avg Close — Range —
Q3 2016
Shares 13,135 Value ($000) $13,045 Avg Close — Range —
Q1 2016
Shares 2,148 Value ($000) $1,892 Avg Close — Range —
Q4 2015
Shares 11,284 Value ($000) $9,831 Avg Close — Range —
Q3 2015
Shares 4,974 Value ($000) $4,545 Avg Close — Range —
Q2 2015
Shares 5,974 Value ($000) $5,650 Avg Close — Range —