PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Allianz Asset Management GmbH's Holding History (CIK: 0001535323)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 10,000,000 Value ($000) $10,113 Avg Close — Range —

Q2 2018

Shares 10,000,000 Value ($000) $10,014 Avg Close — Range —

Q1 2018

Shares 10,000,000 Value ($000) $10,042 Avg Close — Range —

Q4 2017

Shares 10,000,000 Value ($000) $10,047 Avg Close — Range —

Q3 2017

Shares 10,000,000 Value ($000) $10,175 Avg Close — Range —

Q2 2017

Shares 10,000,000 Value ($000) $10,075 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	10,000,000	$10,113	—	—
Q2 2018	10,000,000	$10,014	—	—
Q1 2018	10,000,000	$10,042	—	—
Q4 2017	10,000,000	$10,047	—	—
Q3 2017	10,000,000	$10,175	—	—
Q2 2017	10,000,000	$10,075	—	—