PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 22,000 Value ($000) $22 Avg Close — Range —
Q4 2019
Shares 22,000 Value ($000) $22 Avg Close — Range —
Q3 2019
Shares 22,000 Value ($000) $22 Avg Close — Range —
Q2 2019
Shares 22,000 Value ($000) $22 Avg Close — Range —
Q1 2019
Shares 22,000 Value ($000) $22 Avg Close — Range —
Q4 2018
Shares 22,000 Value ($000) $22 Avg Close — Range —
Q3 2018
Shares 22,000 Value ($000) $22 Avg Close — Range —
Q2 2018
Shares 22,000 Value ($000) $22 Avg Close — Range —
Q1 2018
Shares 22,000 Value ($000) $22 Avg Close — Range —
Q4 2017
Shares 32,000 Value ($000) $32 Avg Close — Range —
Q3 2017
Shares 22,000 Value ($000) $22 Avg Close — Range —
Q2 2017
Shares 22,000 Value ($000) $22 Avg Close — Range —
Q1 2017
Shares 42,000 Value ($000) $41 Avg Close — Range —
Q4 2016
Shares 22,000 Value ($000) $21 Avg Close — Range —
Q4 2015
Shares 3,000 Value ($000) $3 Avg Close — Range —