PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

FDx Advisors, Inc.'s Holding History (CIK: 0001566601)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 357,000 Value ($000) $353 Avg Close — Range —
Q4 2016
Shares 357,000 Value ($000) $348 Avg Close — Range —
Q3 2016
Shares 107,000 Value ($000) $106 Avg Close — Range —
Q2 2016
Shares 47,000 Value ($000) $44 Avg Close — Range —