PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Private Advisor Group, LLC's Holding History (CIK: 0001567755)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 45,000 Value ($000) $45 Avg Close — Range —
Q4 2019
Shares 45,000 Value ($000) $45 Avg Close — Range —
Q3 2019
Shares 45,000 Value ($000) $45 Avg Close — Range —
Q2 2019
Shares 45,000 Value ($000) $45 Avg Close — Range —
Q1 2019
Shares 45,000 Value ($000) $45 Avg Close — Range —
Q3 2018
Shares 185,000 Value ($000) $187 Avg Close — Range —
Q2 2018
Shares 140,000 Value ($000) $140 Avg Close — Range —
Q4 2017
Shares 105,000 Value ($000) $105 Avg Close — Range —
Q3 2017
Shares 80,000 Value ($000) $80 Avg Close — Range —
Q2 2017
Shares 80,000 Value ($000) $80 Avg Close — Range —