PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Segment Wealth Management, LLC's Holding History (CIK: 0001575581)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 100,000 Value ($000) $99 Avg Close — Range —
Q4 2019
Shares 100,000 Value ($000) $101 Avg Close — Range —
Q3 2019
Shares 100,000 Value ($000) $101 Avg Close — Range —