PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

IRON Financial LLC's Holding History (CIK: 0001595509)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 980,000 Value ($000) $1,004 Avg Close — Range —
Q4 2017
Shares 950,000 Value ($000) $965 Avg Close — Range —
Q3 2017
Shares 1,020,000 Value ($000) $1,052 Avg Close — Range —
Q2 2017
Shares 490,000 Value ($000) $496 Avg Close — Range —
Q1 2017
Shares 680,000 Value ($000) $689 Avg Close — Range —