PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Compagnie Lombard Odier SCmA's Holding History (CIK: 0001615423)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 795,000 Value ($000) $807 Avg Close — Range —
Q3 2019
Shares 795,000 Value ($000) $826 Avg Close — Range —
Q2 2019
Shares 795,000 Value ($000) $813 Avg Close — Range —
Q1 2019
Shares 795,000 Value ($000) $818 Avg Close — Range —
Q4 2018
Shares 795,000 Value ($000) $798 Avg Close — Range —
Q3 2018
Shares 795,000 Value ($000) $820 Avg Close — Range —
Q2 2018
Shares 795,000 Value ($000) $804 Avg Close — Range —
Q1 2018
Shares 1,590,000 Value ($000) $1,632 Avg Close — Range —
Q4 2017
Shares 1,590,000 Value ($000) $1,614 Avg Close — Range —
Q3 2017
Shares 3,180,000 Value ($000) $3,284 Avg Close — Range —
Q2 2017
Shares 3,180,000 Value ($000) $3,228 Avg Close — Range —
Q1 2017
Shares 3,980,000 Value ($000) $4,012 Avg Close — Range —
Q4 2016
Shares 1,990,000 Value ($000) $1,970 Avg Close — Range —
Q3 2016
Shares 1,990,000 Value ($000) $2,014 Avg Close — Range —
Q2 2016
Shares 1,990,000 Value ($000) $1,912 Avg Close — Range —
Q1 2016
Shares 1,120,000 Value ($000) $1,009 Avg Close — Range —
Q4 2015
Shares 1,120,000 Value ($000) $983 Avg Close — Range —