PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

NewEdge Advisors, LLC's Holding History (CIK: 0001633516)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 100,000 Value ($000) $101 Avg Close — Range —
Q1 2019
Shares 200,000 Value ($000) $201 Avg Close — Range —
Q3 2018
Shares 200,000 Value ($000) $202 Avg Close — Range —
Q4 2017
Shares 200,000 Value ($000) $201 Avg Close — Range —
Q1 2017
Shares 200,000 Value ($000) $196 Avg Close — Range —
Q4 2016
Shares 200,000 Value ($000) $196 Avg Close — Range —
Q3 2016
Shares 200,000 Value ($000) $197 Avg Close — Range —