PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Sowell Financial Services LLC's Holding History (CIK: 0001633697)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 71,000 Value ($000) $71 Avg Close — Range —
Q4 2019
Shares 55,000 Value ($000) $55 Avg Close — Range —
Q3 2019
Shares 55,000 Value ($000) $55 Avg Close — Range —
Q1 2019
Shares 68,000 Value ($000) $68 Avg Close — Range —
Q2 2018
Shares 83,000 Value ($000) $83 Avg Close — Range —
Q1 2018
Shares 79,000 Value ($000) $79 Avg Close — Range —
Q4 2017
Shares 83,000 Value ($000) $84 Avg Close — Range —
Q3 2017
Shares 19,000 Value ($000) $19 Avg Close — Range —