PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

WealthPLAN Partners, LLC's Holding History (CIK: 0001639943)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q1 2017
Shares 40,000 Value ($000) $39,311 Avg Close — Range —