PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Harbour Capital Advisors, LLC's Holding History (CIK: 0001682501)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 150,000 Value ($000) $151 Avg Close — Range —
Q1 2018
Shares 150,000 Value ($000) $150 Avg Close — Range —
Q4 2017
Shares 150,000 Value ($000) $151 Avg Close — Range —
Q3 2017
Shares 150,000 Value ($000) $151 Avg Close — Range —
Q2 2017
Shares 150,000 Value ($000) $150 Avg Close — Range —
Q1 2017
Shares 150,000 Value ($000) $148,125 Avg Close — Range —