PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Russell Investments Group, Ltd.'s Holding History (CIK: 0001692234)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 634,000 Value ($000) $627 Avg Close — Range —
Q3 2018
Shares 654,000 Value ($000) $659 Avg Close — Range —
Q2 2018
Shares 330,000 Value ($000) $330 Avg Close — Range —
Q1 2018
Shares 1,446,000 Value ($000) $1,448 Avg Close — Range —
Q4 2017
Shares 2,380,000 Value ($000) $2,392 Avg Close — Range —