PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt's Holding History (CIK: 0001694217)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 17,000,000 Value ($000) $16,858 Avg Close — Range —
Q4 2019
Shares 19,500,000 Value ($000) $19,690 Avg Close — Range —
Q3 2019
Shares 19,500,000 Value ($000) $19,670 Avg Close — Range —
Q2 2019
Shares 19,500,000 Value ($000) $19,657 Avg Close — Range —
Q1 2019
Shares 19,500,000 Value ($000) $19,604 Avg Close — Range —
Q4 2018
Shares 20,000,000 Value ($000) $19,812 Avg Close — Range —
Q2 2018
Shares 12,500,000 Value ($000) $12,483 Avg Close — Range —
Q1 2018
Shares 13,000,000 Value ($000) $13,066 Avg Close — Range —
Q4 2017
Shares 7,500,000 Value ($000) $7,557 Avg Close — Range —
Q3 2017
Shares 7,000,000 Value ($000) $7,076 Avg Close — Range —
Q2 2017
Shares 7,000,000 Value ($000) $7,020 Avg Close — Range —
Q1 2017
Shares 6,000,000 Value ($000) $5,917 Avg Close — Range —
Q4 2016
Shares 6,000,000 Value ($000) $5,857 Avg Close — Range —