PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

PIER 88 INVESTMENT PARTNERS LLC's Holding History (CIK: 0001697366)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 3,400,000 Value ($000) $3,421 Avg Close — Range —
Q2 2019
Shares 3,400,000 Value ($000) $3,429 Avg Close — Range —
Q1 2019
Shares 3,400,000 Value ($000) $3,415 Avg Close — Range —
Q4 2018
Shares 6,800,000 Value ($000) $6,726 Avg Close — Range —
Q3 2018
Shares 6,800,000 Value ($000) $6,851 Avg Close — Range —
Q2 2018
Shares 6,800,000 Value ($000) $6,791 Avg Close — Range —
Q1 2018
Shares 6,800,000 Value ($000) $6,809 Avg Close — Range —
Q4 2017
Shares 6,800,000 Value ($000) $6,834 Avg Close — Range —
Q3 2017
Shares 5,400,000 Value ($000) $5,447 Avg Close — Range —