PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAQ5 Class: NOTE 4.750% 4/1

Dynasty Wealth Management, LLC's Holding History (CIK: 0001727599)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 652,000 Value ($000) $657 Avg Close — Range —
Q2 2018
Shares 652,000 Value ($000) $651 Avg Close — Range —
Q1 2018
Shares 602,000 Value ($000) $603 Avg Close — Range —
Q4 2017
Shares 592,000 Value ($000) $595 Avg Close — Range —