PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

COMMONWEALTH EQUITY SERVICES, LLC's Holding History (CIK: 0000312272)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 298,000 Value ($000) $300 Avg Close — Range —
Q1 2022
Shares 298,000 Value ($000) $300 Avg Close — Range —
Q4 2021
Shares 298,000 Value ($000) $300 Avg Close — Range —
Q3 2021
Shares 283,000 Value ($000) $289 Avg Close — Range —
Q2 2021
Shares 283,000 Value ($000) $289 Avg Close — Range —
Q1 2021
Shares 283,000 Value ($000) $289 Avg Close — Range —
Q4 2020
Shares 286,000 Value ($000) $292 Avg Close — Range —
Q3 2020
Shares 286,000 Value ($000) $288 Avg Close — Range —
Q2 2020
Shares 306,000 Value ($000) $278 Avg Close — Range —
Q1 2020
Shares 436,000 Value ($000) $374 Avg Close — Range —
Q4 2019
Shares 521,000 Value ($000) $534 Avg Close — Range —
Q3 2019
Shares 521,000 Value ($000) $535 Avg Close — Range —
Q2 2019
Shares 371,000 Value ($000) $373 Avg Close — Range —
Q1 2019
Shares 208,000 Value ($000) $204 Avg Close — Range —
Q4 2018
Shares 185,000 Value ($000) $176 Avg Close — Range —
Q3 2018
Shares 100,000 Value ($000) $98 Avg Close — Range —
Q2 2018
Shares 58,000 Value ($000) $56 Avg Close — Range —
Q1 2018
Shares 25,000 Value ($000) $24 Avg Close — Range —
Q4 2017
Shares 15,000 Value ($000) $15 Avg Close — Range —