PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

Thrivent Financial for Lutherans's Holding History (CIK: 0000314984)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 1,850,000 Value ($000) $1,683 Avg Close — Range —
Q1 2020
Shares 1,850,000 Value ($000) $1,591 Avg Close — Range —
Q4 2019
Shares 1,850,000 Value ($000) $1,896 Avg Close — Range —
Q3 2019
Shares 1,850,000 Value ($000) $1,901 Avg Close — Range —
Q2 2019
Shares 1,850,000 Value ($000) $1,860 Avg Close — Range —
Q1 2019
Shares 1,850,000 Value ($000) $1,823 Avg Close — Range —
Q4 2018
Shares 2,000,000 Value ($000) $1,913 Avg Close — Range —
Q3 2018
Shares 2,000,000 Value ($000) $1,975 Avg Close — Range —
Q2 2018
Shares 2,000,000 Value ($000) $1,940 Avg Close — Range —
Q1 2018
Shares 2,000,000 Value ($000) $1,995 Avg Close — Range —
Q4 2017
Shares 3,000,000 Value ($000) $2,996 Avg Close — Range —