PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 27,000 Value ($000) $27 Avg Close — Range —
Q1 2022
Shares 27,000 Value ($000) $27 Avg Close — Range —
Q4 2021
Shares 27,000 Value ($000) $27 Avg Close — Range —
Q3 2021
Shares 27,000 Value ($000) $28 Avg Close — Range —
Q2 2021
Shares 28,000 Value ($000) $29 Avg Close — Range —
Q1 2021
Shares 28,000 Value ($000) $29 Avg Close — Range —
Q4 2020
Shares 28,000 Value ($000) $29 Avg Close — Range —
Q3 2020
Shares 44,000 Value ($000) $44 Avg Close — Range —
Q2 2020
Shares 44,000 Value ($000) $40 Avg Close — Range —
Q1 2020
Shares 28,000 Value ($000) $24 Avg Close — Range —
Q4 2019
Shares 38,000 Value ($000) $39 Avg Close — Range —
Q3 2019
Shares 27,000 Value ($000) $28 Avg Close — Range —
Q2 2019
Shares 26,000 Value ($000) $26 Avg Close — Range —
Q1 2019
Shares 16,000 Value ($000) $16 Avg Close — Range —
Q3 2018
Shares 25,000 Value ($000) $2,469 Avg Close — Range —